Assignment Task :
Learning outcomes
1. Explain the role of ethical frameworks and professional standards within the financial planning profession.
2. Assess the impacts of cognitive, judgement and decision biases on financial advisers and their clients.
3. Demonstrate an understanding of professional obligations and conduct required by the values and standards of th 25e FASEA Code of Ethics.
4. Identify and solve ethical dilemmas encountered as a financial adviser through application of ethical frameworks and professional standards.
Assignment presentation and referencing
You are required to research beyond the subject notes in answering the questions for this assignment.
Reference and cite all your sources when quoting or using material from external sources. Include a reference list at the end of your assignment.
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• use appropriate presentation and format for your assignment
• demonstrate independent research and analysis
• demonstrate appropriate use of relevant references
• follow the Harvard referencing style as recommended in the ‘Referencing and Citations Guide’ available from the Kaplan Professional Library ‘Learning Hub’ in KapLearn
• include in-text citation in each question and a reference list at the end of your assignment following the recommended referencing style
• adhere to the assignment word limit.
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